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University of Colorado-Boulder

NCAA Certification Written Plan for Second-Cycle Self-Study

 

1 January 2004

 

 

Introduction

This plan has been developed to assist the University of Colorado-Boulder (CU) in its efforts to complete NCAA Second-Cycle Certification requirements. The CU Certification Steering Committee, chaired by Vice-Chancellor Ron Stump, will conduct a year-long self-study under NCAA guidelines, commencing with an Orientation Visit by the NCAA staff in January 2004 and culminating with a Peer Review Visit in April 2005 and Certification decision from the NCAA later that year. The campus NCAA Certification Steering Committee will evaluate all aspects of Athletic Department activities and procedures and develop Action Plans to guide the Department’s efforts to fulfill its Certification requirements and Athletics 2010 strategies.  

 

A.      Objectives Related to the Self-Study

 

Goals

The primary goal of the Steering Committee shall be a thorough review of Athletic Department operations and plans as expected in the Certification process. This opportunity will allow the University community and the general public to examine the Department’s effectiveness in pursuing NCAA operating principles in the Certification categories of Academic Integrity. Fiscal Integrity, Governance and Commitment to Rules Compliance, and Equity, Welfare and Sporting Conduct.

 

Secondarily, the Steering Committee will identify the university’s progress on its first-cycle certification action plans and Interim report requirements.

 

Finally, the Steering Committee will review the Athletic Department’s progress on its Athletics 2010 strategic plan goals, helping the Department to identify strengths and weaknesses with the intent to help the Department realize its strategic objectives.

 

First-cycle Plans for Improvement

The first-cycle Action Plans for CU with Interim Report modifications with current information are included through the following links:

 

       Governance/Compliance Action Plan

        Academic Integrity Action Plan

        Fiscal Integrity Action Plan

        Gender Equity Action Plan

        Minority Equity Action Plan

        Student-Athlete Welfare Action Plan

 

 

1997 First-Cycle Certification “corrective actions” and “strategies for improvement”

CU’s requirements were to:

  • Analyze, explain and address (through specific plans for improvement) the graduation rates of minority football student-athletes, consistent with the provisions of Bylaw 23.2.2.2. Appropriate academic authorities of the institution under clearly established and approved policies must conduct the review; and
  • Conduct a thorough review of the administration of the institution’s sports camps and clinics to ensure that they are under the institution’s control and subject to appropriate fiscal- and compliance-auditing procedures.

 

2001 Interim Report Required Actions

The Committee on Certification reaffirmed CU’s status of certified after the completion of its 2001 Interim Certification report. The Committee identified three “specific concerns” for CU to work on after the submission of its Interim Certification Report:

  1. Review, evaluate and extend the institution’s gender-equity plan, which expired in 2000-01, for a five-year period.
  2. Analyze and address, through specific plans for improvement, the graduation rates for student-athlete groups that are significantly lower than that of the institution.
  3. Confirm that NCAA-mandated financial audits are conducted per NCAA Constitution 6.2.3.

 

 

B.      Major Components of the Self-Study

 

Appointment of the Steering Committee

By memorandum dated December 15, 2003, the Chancellor of the Boulder campus appointed the following individuals as members of the CU Athletics Certification Steering Committee and charged the Committee with the authority to complete all requirements of NCAA second-cycle certification:

University of Colorado

NCAA Second Cycle Certification 2004-2005

Steering Committee Members

Steering Committee Chair:  Ron Stump, Vice Chancellor for Student Affairs

Campus Liaison to NCAA and Chief Report Writer:  Karen Morrison, Associate AD

Richard Byyny, Chancellor
Peter Steinhauer, Chair, Board of Regents
Phil DiStefano, Provost & Executive Vice Chancellor for Academic Affairs

Ric Porecca, Senior Vice Chancellor and Chief Financial Officer

Elease Robbins, Associate Vice Chancellor for Student Affairs and Dean of Students

Mike Grant, Associate Vice Chancellor  for  Undergraduate Education

Dick Tharp, Athletics Director

Pauline Hale, Executive Director of University Communications


 


Subcommittees

 

FISCAL INTEGRITY

ACADEMIC INTEGRITY

GOVERNANCE/COMPLIANCE

DIVERSITY/EQUITY/SA WELFARE

Chair

Ric Porecca, Senior Vice Chancellor and Chief Financial Officer

Mike Grant, Associate Vice Chancellor for Undergraduate Education

Phil DiStefano, Executive Vice Chancellor & Provost, FAR

Elease Robbins, Associate Vice Chancellor for Student Affairs and Dean of Students

Members

Jon Burianek, Sr. Associate AD Facilities Development & Business Affairs

Mark Nelson, Director of Student-Athlete Academic Support Services

Joey White, Chief of Staff, Chancellor's Office

Brian Winkelbauer, Assistant AD for Student-Athlete Services

 

Bill Kaempfer, Associate Vice Chancellor for Academic Affairs

David Clough, Professor of Chemical and Biological Engineering

Amanda Hong, UCSU Student Rep

Charles Johnson, UCSU Student Rep

 

David Hansburg, Director of Football Operations

Elizabeth Bradley, Associate Professor, BFA Chair on Athletics

Barbara Schneider, Director of Enrollment Management

Chris May, Associate AD

 

Jud Hurd, Assistant Vice Chancellor and Controller

Joyce Nielsen, Associate Dean, Arts and Sciences

Dick Tharp, AD

Christie Yoshinaga-Itano, Interim Vice Provost & Associate Vice Chancellor for Diversity and Equity

 

Karon Johnson, Director of Financial Aid

Ken Wilson, Director, Student Academic Services Center

Hal Bruff, Professor, Law School

Colleen Reilly-Krueger, Associate SID

 

Leanne Hamlin, Athletic Department Accountant -- Ex Officio

LaTonya Watson, Asst. WBB Coach

Kent Zimmerman, President, Alumni Association

Garnett Tatum, Director of the Department of Equal Opportunity & ADA Coordinator

 

Paul Schauer, Regent

Maragda Santillana, SAAC

Lindsey Babcock, Assistant Director of Compliance

John Meadows, Sr Associate AD

 

Scott Schiefele, Assistant AD Fundraising Development

Pat Hayes, Regent

 

Jon Tsuda, Director, SOFO

 

 

Richard Muniz, UCSU Student Rep

 

Justina Boyd, Life Skills Director

 

 

Ted Snow, Professor of Astrophysical & Planetary Sciences

 

Kenny Coakley, SAAC Member

 

 

 

 

Matthew Lopez-Phillips, Director of Judicial Affairs

 

 

 

 

Maureen Finn, Program Assistant, Intercollegiate Athletics

 

 

 

 

Susan Johnson , SAAC Member

 

 

 

 

Veronica Johns-Richardson, SAAC

 

 

The Steering Committee members include the Chancellor of the Boulder campus, the Faculty Athletics Representative, the Director of Athletics and the Senior Woman Administrator. Members have been selected from across the campus community and include members of the CU faculty, athletic department staff, student-athlete advisory committee members, and senior members of the Chancellor’s staff. Responsibilities of the Steering Committee include:

  • Ensuring that the Certification effort is a priority for the campus
  • Providing guidance and direction to each of the Subcommittee Chairs and the report writer
  • Final review and approval of all Subcommittee reports and the final report to the NCAA Committee on Certification
  • Ensuring that the Committee members have the proper authority and resources to complete their work 

Dr. Ron Stump, Vice Chancellor for Student Affairs and Chair of the Steering Committee shall oversee the self-study process; direct meetings of the Steering Committee; and be the campus’ primary source for publicizing the Steering Committee’s work, reports and the NCAA’s response to the Peer Review Visit.

 

The four Subcommittee Chairs:  will divide their Subcommittees into working groups, as appropriate and are expected to direct the collection of data, preparation of required reports; maintenance of meeting records and follow-up effort as a result of the Peer Review visit. Each Subcommittee will:

  • Evaluate responses against NCAA operating principle requirements
  • Ensure that the response to each self-study item is complete
  • Facilitate developing action plans for improvement as needed
  • Assist in the consolidation of all the working group reports; and
  • Submit any budgetary requirements for completion of the self-study to the institutional liaison by the deadline.

Institutional Liaison and Chief Report Writer

As Institutional Liaison and Chief Report Writer, Karen Morrison, Associate AD, will have the following responsibilities:

  • Field questions from the Steering Committee to the NCAA
  • Coordinate all communication with the NCAA
  • Prepare the final self-study response, following the NCAA Web-based Institutional Manual for Certification
  • Coordinate the Peer Review Visit

Outline and Schedule for Self-Study Report Completion

The Timeline for completion of all self-study requirements is detailed below; most dates are tentative until the Orientation visit and initial Steering Committee meetings are completed.  The agenda for the Orientation Visit is attached to the Chancellor’s Steering Committee appointment memorandum.

 

Revised CU Second Cycle NCAA Certification Timeline

 

Time Frame Event
Sept-Dec 2003  Organize and prepare self-study written plan and timeline
Jan 12, 2004  Written plan to NCAA
Jan 23, 2004 Steering Committee initial meeting @ 9 am (Regent Hall Rm 302)
Jan 26, 2004   NCAA Orientation Visit
Jan 27-Jun 13, 2004 Begin self-study data gathering and report writing
Feb 27, 2004 Cost estimates due from subcommittees
April 12, 2004 Full Committee meeting—progress status
May 5, 2004 Subcommittees first drafts due
May 12, 2004  Meeting to discuss first drafts
Aug 18, 2004 Subcommittees second drafts due
Aug 25, 2004 Meeting to discuss second drafts
Sept 15, 2004 Final Steering Committee meeting prior to submission to writer

Subcommittee completes reports

Oct 1, 2004 Complete self-study submitted by Committees to writer
Nov 1-14, 2004 Campus review of self-study
Nov 24, 2004 Self-study submitted to NCAA
Jan 15-31, 2005 Prepare for Peer Review Visit
Feb 1-14, 2005 Peer Review Visit
Feb-Mar, 2005 Prepare response to peer review report
April, 2005 Communicating results to institutional community
April, 2005 Certification review decision
May-Jun, 2005 Modify plan for improvement, if necessary
July, 2005 Evaluate process, communicate results to media

 

 

Conference Office or Outside Consultants

The University of Colorado will not use the Big XII Conference Office or outside consultants, other than non-campus members of the Steering Committee or working groups, to assist in the Self-Study process. The conference office may be relied upon for interpretations and will be provided a copy of all announcements and reports submitted by the institution. The University will not be conducting its athletics self-study in conjunction with a larger regional accreditation visit.

 

Guidelines for Writing and Editing the Self-Study Report

The Subcommittee chairs will coordinate the completion of their portion of the self-study and submit electronically-submitted reports to the chief report writer after discussion with the full Steering Committee. The report writer will put the document together as specified in the NCAA’s Handbook and circulate the report for appropriate Committee and campus review.

 

The reports submitted by each subcommittee will conform to the NCAA’s Self-Study specifications and follow the order and suggested format of the Self-Study Instrument in a concise but complete manner. Responses to self-study items will be completed in the same order the responses appear in the Self-Study Instrument and will be identified by Operating Principle and self-study item numbers.. Subcommittees collect and review data to develop:

  • Responses to each Self-study Item and performance on past Certification Action Plans
  • Recommendations for future Action Plans for Improvement
  • Information to be provided with the report for the Peer Review Visit
  • Information to be available for the Peer Review Team Visit

Subcommittee draft reports will be submitted to the chief writer for placement on the password-protected website for CU Certification. Draft reports will be presented twice for Steering Committee discussion before final submission to the chief report writer. Each Self-study item response will evaluate CU’s current status against the operating principle requirement and submitting plans for improvement per the instructions of the Institutional Manual for Certification.

 

The Steering Committee’s report, Peer Review decision and response to the Peer Review Team report will be published to the community via press release summary from the Chancellor’s office and on the Athletic Department website:  http://www.cubuffs.com/SportSelect.dbml?SPSID=4266&SPID=274&DB_OEM_ID=600&ATCLID=27782

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